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Christopher Cox
Results: 488

#	Item
111	Microsoft Word - Letter from TMS to SEC re Section 404 Exemption _electroni… Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-28 15:13:47 Corporate governance Accountancy Finance United States corporate law Public administration Sarbanes–Oxley Act U.S. Securities and Exchange Commission Christopher Cox Regulatory Flexibility Act Auditing Business United States securities law
112	1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 2 3 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-21 11:59:45 Auditing Financial regulation Short selling Financial economics Financial markets Christopher Cox U.S. Securities and Exchange Commission Securities and Exchange Commission Sarbanes–Oxley Act Business Finance United States securities law
113	Comment Letter on File Nos. SR-Nasdaq[removed], 4-533,4-534 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-05-18 13:06:38 Financial economics Abbreviations Ticker symbol New York Stock Exchange NASDAQ Christopher Cox Stock exchange News ticker Ticker tape Stock market Economy of the United States Investment
114	REGIONAL OFFICES CHRISTOPHER COX ATLANTA, BOSTON, CHICAGO, DENVER, FORT WORTH, Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2008-04-01 11:42:24 Financial regulation Short selling General Services Administration Christopher Cox Government procurement in the United States Short U.S. Securities and Exchange Commission Procurement Buy American Act Business Supply chain management Systems engineering
115	Microsoft Word - press_releases.docx Add to Reading List Source URL: www.sib.wa.gov Language: English - Date: 2011-03-30 13:08:40 Corporations law Christopher Cox U.S. Securities and Exchange Commission WSIB Board of directors Law Business Corporate governance Private law
116	Microsoft Word - SEC File No[removed]ICFR Thank You May[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-30 12:28:19 Public Company Accounting Oversight Board Audit Internal control Entity-level controls Internal audit Christopher Cox SOX 404 top–down risk assessment Center for Audit Quality Auditing Accountancy Business
117	January 31, 2007 Nancy M. Morris Secretary Securities and Exchange Commission Station Place Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-02 15:42:15 Investment Municipal Securities Rulemaking Board Securities United States securities law U.S. Securities and Exchange Commission Christopher Cox Rulemaking Securities Industry and Financial Markets Association Financial regulation Financial economics Self-regulatory organizations Financial system
118	Investor Alert Citizens beware of offers via Internet from Liberty Assets, Inc. (LAI) & Mondale Trading and Foreign Shareholder Protection Department (FSPD) (October 29, 2004) The State of Louisiana Office of Financial I Add to Reading List Source URL: www.asc.alabama.gov Language: English - Date: 2014-03-24 11:30:47 Finance Corruption Securities fraud Securities Commission of New Zealand Citigroup Financial adviser Christopher Cox Financial economics Securities Investment
119	Letter From William T. George to Elizabeth M. Murphy, Secretary, U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-06-16 11:24:58 Financial regulation Short selling U.S. Securities and Exchange Commission Financial system Christopher Cox Short Securities Exchange Act Investment banking Soft dollar Finance United States securities law Business
120	ARIZONA CORPORATION COMMISSION COMMISSION NEWS PUBLIC INFORMATION OFFICE Perry Baker, Public Information Director Add to Reading List Source URL: www.azinvestor.gov Language: English - Date: 2013-07-15 17:09:12 United States securities law Financial regulation Business U.S. Securities and Exchange Commission Money Christopher Cox Finance Investment Advisor Pearlasia Gamboa

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